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Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions

Rolling bearings are crucial parts of primary mine fans. In order to guarantee the safety of coal mine production, primary mine fans commonly work during regular operation and are immediately shut down for repair in case of failure. This causes the sample imbalance phenomenon in fault diagnosis (FD)...

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Autores principales: Cui, Wei, Ding, Jun, Meng, Guoying, Lv, Zhengyan, Feng, Yahui, Wang, Aiming, Wan, Xingwei
Formato: Online Artículo Texto
Lenguaje:English
Publicado: MDPI 2023
Materias:
Acceso en línea:https://www.ncbi.nlm.nih.gov/pmc/articles/PMC10452977/
https://www.ncbi.nlm.nih.gov/pubmed/37628263
http://dx.doi.org/10.3390/e25081233
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author Cui, Wei
Ding, Jun
Meng, Guoying
Lv, Zhengyan
Feng, Yahui
Wang, Aiming
Wan, Xingwei
author_facet Cui, Wei
Ding, Jun
Meng, Guoying
Lv, Zhengyan
Feng, Yahui
Wang, Aiming
Wan, Xingwei
author_sort Cui, Wei
collection PubMed
description Rolling bearings are crucial parts of primary mine fans. In order to guarantee the safety of coal mine production, primary mine fans commonly work during regular operation and are immediately shut down for repair in case of failure. This causes the sample imbalance phenomenon in fault diagnosis (FD), i.e., there are many more normal state samples than faulty ones, seriously affecting the precision of FD. Therefore, the current study presents an FD approach for the rolling bearings of primary mine fans under sample imbalance conditions via symmetrized dot pattern (SDP) images, denoising diffusion probabilistic models (DDPMs), the image generation method, and a convolutional neural network (CNN). First, the 1D bearing vibration signal was transformed into an SDP image with significant characteristics, and the DDPM was employed to create a generated image with similar feature distributions to the real fault image of the minority class. Then, the generated images were supplemented into the imbalanced dataset for data augmentation to balance the minority class samples with the majority ones. Finally, a CNN was utilized as a fault diagnosis model to identify and detect the rolling bearings’ operating conditions. In order to assess the efficiency of the presented method, experiments were performed using the regular rolling bearing dataset and primary mine fan rolling bearing data under actual operating situations. The experimental results indicate that the presented method can more efficiently fit the real image samples’ feature distribution and generate image samples with higher similarity than other commonly used methods. Moreover, the diagnostic precision of the FD model can be effectively enhanced by gradually expanding and enhancing the unbalanced dataset.
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spelling pubmed-104529772023-08-26 Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions Cui, Wei Ding, Jun Meng, Guoying Lv, Zhengyan Feng, Yahui Wang, Aiming Wan, Xingwei Entropy (Basel) Article Rolling bearings are crucial parts of primary mine fans. In order to guarantee the safety of coal mine production, primary mine fans commonly work during regular operation and are immediately shut down for repair in case of failure. This causes the sample imbalance phenomenon in fault diagnosis (FD), i.e., there are many more normal state samples than faulty ones, seriously affecting the precision of FD. Therefore, the current study presents an FD approach for the rolling bearings of primary mine fans under sample imbalance conditions via symmetrized dot pattern (SDP) images, denoising diffusion probabilistic models (DDPMs), the image generation method, and a convolutional neural network (CNN). First, the 1D bearing vibration signal was transformed into an SDP image with significant characteristics, and the DDPM was employed to create a generated image with similar feature distributions to the real fault image of the minority class. Then, the generated images were supplemented into the imbalanced dataset for data augmentation to balance the minority class samples with the majority ones. Finally, a CNN was utilized as a fault diagnosis model to identify and detect the rolling bearings’ operating conditions. In order to assess the efficiency of the presented method, experiments were performed using the regular rolling bearing dataset and primary mine fan rolling bearing data under actual operating situations. The experimental results indicate that the presented method can more efficiently fit the real image samples’ feature distribution and generate image samples with higher similarity than other commonly used methods. Moreover, the diagnostic precision of the FD model can be effectively enhanced by gradually expanding and enhancing the unbalanced dataset. MDPI 2023-08-18 /pmc/articles/PMC10452977/ /pubmed/37628263 http://dx.doi.org/10.3390/e25081233 Text en © 2023 by the authors. https://creativecommons.org/licenses/by/4.0/Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
spellingShingle Article
Cui, Wei
Ding, Jun
Meng, Guoying
Lv, Zhengyan
Feng, Yahui
Wang, Aiming
Wan, Xingwei
Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions
title Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions
title_full Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions
title_fullStr Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions
title_full_unstemmed Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions
title_short Fault Diagnosis of Rolling Bearings in Primary Mine Fans under Sample Imbalance Conditions
title_sort fault diagnosis of rolling bearings in primary mine fans under sample imbalance conditions
topic Article
url https://www.ncbi.nlm.nih.gov/pmc/articles/PMC10452977/
https://www.ncbi.nlm.nih.gov/pubmed/37628263
http://dx.doi.org/10.3390/e25081233
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