Issues in Optical Diffraction Theory

This paper focuses on unresolved or poorly documented issues pertaining to Fresnel’s scalar diffraction theory and its modifications. In Sec. 2 it is pointed out that all thermal sources used in practice are finite in size and errors can result from insufficient coherence of the optical field. A quarter-wave criterion is applied to show how such errors can be avoided by placing the source at a large distance from the aperture plane, and it is found that in many cases it may be necessary to use collimated light as on the source side of a Fraunhofer experiment. If these precautions are not taken the theory of partial coherence may have to be used for the computations. In Sec. 3 it is recalled that for near-zone computations the Kirchhoff or Rayleigh-Sommerfeld integrals are applicable, but fail to correctly describe the energy flux across the aperture plane because they are not continuously differentiable with respect to the assumed geometrical field on the source side. This is remedied by formulating an improved theory in which the field on either side of a semi-reflecting screen is expressed as the superposition of mutually incoherent components which propagate in the opposite directions of the incident and reflected light. These components are defined as linear combinations of the Rayleigh-Sommerfeld integrals, so that they are rigorous solutions of the wave equation as well as continuously differentiable in the aperture plane. Algorithms for using the new theory for computing the diffraction patterns of circular apertures and slits at arbitrary distances z from either side of the aperture (down to z = ± 0.0003 λ) are presented, and numerical examples of the results are given. These results show that the incident geometrical field is modulated by diffraction before it reaches the aperture plane while the reflected field is spilled into the dark space. At distances from the aperture which are large compared to the wavelength λ these field expressions are reduced to the usual ones specified by Fresnel’s theory. In the specific case of a diffracting half plane the numerical results obtained were practically the same as those given by Sommerfeld’s rigorous theory. The modified theory developed in this paper is based on the explicit assumption that the scalar theory of light cannot explain plolarization effects. This premise is justified in Sec. 4, where it is shown that previous attempts to do so have produced dubious results.