Combining multi-scale composite windows with hierarchical smoothing strategy for fingerprint orientation field computation

BACKGROUND: Orientation field (OF) plays a very significant role in automatic fingerprint recognition systems. Many algorithms have been proposed for the estimation of fingerprints’ OF but it is hard to solve the dilemma of correcting spurious ridge structure and avoiding singularity location deviation, especially for poor images. So far, the following drawbacks still need to be solved for OF construction methods for practical application: (1) How to adaptively choose block scales to resolve the contradiction between accuracy and anti-noise, since small scale is beneficial to accuracy but is sensitive to noise, while large scale is more resistant to noise, but the accuracy is deteriorated. (2) How to construct the genuine OF in the areas close-by singular points and to evade singularity location deviation? Current block based methods give spurious OF estimates in the area near singular points because these areas have large curvature thus the detected singular points deviate from the genuine localizations. When these singular points are used as the anchor for referencing minutiae, it makes the average error of matching or recognition even larger. Therefore, it is essentials to construct the genuine OF in the areas close-by singular points and to evade singularity deviation. METHODS: To overcome the above-mentioned limitations, a novel method, combining a weighted multi-scale composite window (WMCM) with a hierarchical smoothing strategy has been proposed for the computation of fingerprint OF. This method mainly contains two procedures: the approximate OF estimation and the hierarchical OF smoothing. In the first procedure, a series of OFs are established under multiple scales of composite windows by using a gradient based method then a coarse OF is estimated using the weight of each scale determined by a squared gradient consistency. In the second procedure, the OF is first quantized into a two-digitized orientation zone and a two-orientation-zone filtering strategy is adapted to the OF blocks based on a filtering mask obtained after eliminating the isolated blocks. In the end a similar three-digitized orientation zone is performed to obtain an accurate and smooth OF. To validate the performance, the proposed method has been applied to OF computation using the FVC2004 databases and three experiments are designed. Experiment 1 aims to validate whether the weighted multi-scale composite window can balance the dilemma of accuracy and robustness more effectively than the previous works do. Experiment 2 is designed to examine whether the hierarchical smoothing method can correct the spurious ridge flow and preserve the genuine localization of singular points. The purpose of experiment 3 is to test the performance of the proposed method on OF reconstruction in low quality fingerprint images. The fingerprint databases FVC 2004 DB1–DB4 are employed in this study. RESULTS: The results of experiment I shows that the proposed method is capable to extract the information of OF reliably and it is more robust against singularity localization deviation in comparison with the other three gradient based methods. The results of experiment II indicates that the proposed smoothing method can balance the contradiction in correcting spurious ridge structures and preserving genuine singularity localization. The results of experiment III illustrates that our approach combing WMCW with the hierarchical smoothing method is capable to extract the information of OF ridge reliably and it is more robust against singularity deviation in comparison with the other three gradient based methods. In a word, the experiment results demonstrate that the proposed method can correct spurious ridge structure and meanwhile avoid singularity deviation compared with the previous works. CONCLUSIONS: A novel gradient based algorithm has been proposed which is more reliable for the estimation of the ridge information for fingerprint OF and is more accurate in preserving the singularity localization. Compared with the previously proposed gradient based methods, the advantages of the proposed RBSF lie in three aspects. Firstly a weighted multi-scale composite window is put forward to replace the single window used by conventional gradient based methods and to adaptively choose the scales of the blocks. Secondly, a hierarchical smoothing strategy is proposed to enhance the OF by using the two-orientation-zone filtering and the three-orientation-zone filtering, aiming to correct the spurious ridges and preserving the genuine location of singular points. Finally, three experiments are designed to test the proposed algorithm together with other popular gradient based methods on real fingerprint images, which are selected from different categories and all are suffering from obvious noise effects. All the experiment results show that the proposed method is superior with respect to reliable OF construction and avoiding singularity localization deviation.