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Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures

BACKGROUND: Policy is shaped and influenced by a diverse set of stakeholders at the global, national and local levels. While stakeholder analysis is a recognised practical tool to assess the positions and engagement of actors relevant to policy, few empirical studies provide details of how complex c...

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Autores principales: Balane, Marysol Astrea, Palafox, Benjamin, Palileo-Villanueva, Lia M, McKee, Martin, Balabanova, Dina
Formato: Online Artículo Texto
Lenguaje:English
Publicado: BMJ Publishing Group 2020
Materias:
Acceso en línea:https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7651378/
https://www.ncbi.nlm.nih.gov/pubmed/33158851
http://dx.doi.org/10.1136/bmjgh-2020-002661
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author Balane, Marysol Astrea
Palafox, Benjamin
Palileo-Villanueva, Lia M
McKee, Martin
Balabanova, Dina
author_facet Balane, Marysol Astrea
Palafox, Benjamin
Palileo-Villanueva, Lia M
McKee, Martin
Balabanova, Dina
author_sort Balane, Marysol Astrea
collection PubMed
description BACKGROUND: Policy is shaped and influenced by a diverse set of stakeholders at the global, national and local levels. While stakeholder analysis is a recognised practical tool to assess the positions and engagement of actors relevant to policy, few empirical studies provide details of how complex concepts such as power, interest and position are operationalised and assessed in these types of analyses. This study aims to address this gap by reviewing conceptual approaches underlying stakeholder analyses and by developing a framework that can be applied to policy implementation in low-and-middle income countries. METHODS: The framework was developed through a three-step process: a scoping review, peer review by health policy experts and the conduct of an analysis using key informant interviews and a consensus building exercise. Four characteristics were selected for inclusion: levels of knowledge, interest, power and position of stakeholders related to the policy. RESULT: The framework development process highlighted the need to revisit how we assess the power of actors, a key issue in stakeholder analyses, and differentiate an actor’s potential power, based on resources, and whether they exercise it, based on the actions they take for or against a policy. Exploration of the intersections between characteristics of actors and their level of knowledge can determine interest, which in turn can affect stakeholder position on a policy, showing the importance of analysing these characteristics together. Both top-down and bottom-up approaches in implementation must also be incorporated in the analysis of policy actors, as there are differences in the type of knowledge, interest and sources of power among national, local and frontline stakeholders. CONCLUSION: The developed framework contributes to health policy research by offering a practical tool for analysing the characteristics of policy actors and tackling the intricacies of assessing complex concepts embedded in the conduct of stakeholder analyses.
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spelling pubmed-76513782020-11-17 Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures Balane, Marysol Astrea Palafox, Benjamin Palileo-Villanueva, Lia M McKee, Martin Balabanova, Dina BMJ Glob Health Original Research BACKGROUND: Policy is shaped and influenced by a diverse set of stakeholders at the global, national and local levels. While stakeholder analysis is a recognised practical tool to assess the positions and engagement of actors relevant to policy, few empirical studies provide details of how complex concepts such as power, interest and position are operationalised and assessed in these types of analyses. This study aims to address this gap by reviewing conceptual approaches underlying stakeholder analyses and by developing a framework that can be applied to policy implementation in low-and-middle income countries. METHODS: The framework was developed through a three-step process: a scoping review, peer review by health policy experts and the conduct of an analysis using key informant interviews and a consensus building exercise. Four characteristics were selected for inclusion: levels of knowledge, interest, power and position of stakeholders related to the policy. RESULT: The framework development process highlighted the need to revisit how we assess the power of actors, a key issue in stakeholder analyses, and differentiate an actor’s potential power, based on resources, and whether they exercise it, based on the actions they take for or against a policy. Exploration of the intersections between characteristics of actors and their level of knowledge can determine interest, which in turn can affect stakeholder position on a policy, showing the importance of analysing these characteristics together. Both top-down and bottom-up approaches in implementation must also be incorporated in the analysis of policy actors, as there are differences in the type of knowledge, interest and sources of power among national, local and frontline stakeholders. CONCLUSION: The developed framework contributes to health policy research by offering a practical tool for analysing the characteristics of policy actors and tackling the intricacies of assessing complex concepts embedded in the conduct of stakeholder analyses. BMJ Publishing Group 2020-11-06 /pmc/articles/PMC7651378/ /pubmed/33158851 http://dx.doi.org/10.1136/bmjgh-2020-002661 Text en © Author(s) (or their employer(s)) 2020. Re-use permitted under CC BY. Published by BMJ. https://creativecommons.org/licenses/by/4.0/ https://creativecommons.org/licenses/by/4.0/This is an open access article distributed in accordance with the Creative Commons Attribution 4.0 Unported (CC BY 4.0) license, which permits others to copy, redistribute, remix, transform and build upon this work for any purpose, provided the original work is properly cited, a link to the licence is given, and indication of whether changes were made. See: https://creativecommons.org/licenses/by/4.0/.
spellingShingle Original Research
Balane, Marysol Astrea
Palafox, Benjamin
Palileo-Villanueva, Lia M
McKee, Martin
Balabanova, Dina
Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
title Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
title_full Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
title_fullStr Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
title_full_unstemmed Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
title_short Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
title_sort enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
topic Original Research
url https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7651378/
https://www.ncbi.nlm.nih.gov/pubmed/33158851
http://dx.doi.org/10.1136/bmjgh-2020-002661
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