Cargando…

Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers

OBJECTIVE: Sharing health research data is essential for accelerating the translation of research into actionable knowledge that can impact health care services and outcomes. Qualitative health research data are rarely shared due to the challenge of deidentifying text and the potential risks of part...

Descripción completa

Detalles Bibliográficos
Autores principales: Gupta, Aditi, Lai, Albert, Mozersky, Jessica, Ma, Xiaoteng, Walsh, Heidi, DuBois, James M
Formato: Online Artículo Texto
Lenguaje:English
Publicado: Oxford University Press 2021
Materias:
Acceso en línea:https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8382275/
https://www.ncbi.nlm.nih.gov/pubmed/34435175
http://dx.doi.org/10.1093/jamiaopen/ooab069
_version_ 1783741518164525056
author Gupta, Aditi
Lai, Albert
Mozersky, Jessica
Ma, Xiaoteng
Walsh, Heidi
DuBois, James M
author_facet Gupta, Aditi
Lai, Albert
Mozersky, Jessica
Ma, Xiaoteng
Walsh, Heidi
DuBois, James M
author_sort Gupta, Aditi
collection PubMed
description OBJECTIVE: Sharing health research data is essential for accelerating the translation of research into actionable knowledge that can impact health care services and outcomes. Qualitative health research data are rarely shared due to the challenge of deidentifying text and the potential risks of participant reidentification. Here, we establish and evaluate a framework for deidentifying qualitative research data using automated computational techniques including removal of identifiers that are not considered HIPAA Safe Harbor (HSH) identifiers but are likely to be found in unstructured qualitative data. MATERIALS AND METHODS: We developed and validated a pipeline for deidentifying qualitative research data using automated computational techniques. An in-depth analysis and qualitative review of different types of qualitative health research data were conducted to inform and evaluate the development of a natural language processing (NLP) pipeline using named-entity recognition, pattern matching, dictionary, and regular expression methods to deidentify qualitative texts. RESULTS: We collected 2 datasets with 1.2 million words derived from over 400 qualitative research data documents. We created a gold-standard dataset with 280K words (70 files) to evaluate our deidentification pipeline. The majority of identifiers in qualitative data are non-HSH and not captured by existing systems. Our NLP deidentification pipeline had a consistent F1-score of ∼0.90 for both datasets. CONCLUSION: The results of this study demonstrate that NLP methods can be used to identify both HSH identifiers and non-HSH identifiers. Automated tools to assist researchers with the deidentification of qualitative data will be increasingly important given the new National Institutes of Health (NIH) data-sharing mandate.
format Online
Article
Text
id pubmed-8382275
institution National Center for Biotechnology Information
language English
publishDate 2021
publisher Oxford University Press
record_format MEDLINE/PubMed
spelling pubmed-83822752021-08-24 Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers Gupta, Aditi Lai, Albert Mozersky, Jessica Ma, Xiaoteng Walsh, Heidi DuBois, James M JAMIA Open Research and Applications OBJECTIVE: Sharing health research data is essential for accelerating the translation of research into actionable knowledge that can impact health care services and outcomes. Qualitative health research data are rarely shared due to the challenge of deidentifying text and the potential risks of participant reidentification. Here, we establish and evaluate a framework for deidentifying qualitative research data using automated computational techniques including removal of identifiers that are not considered HIPAA Safe Harbor (HSH) identifiers but are likely to be found in unstructured qualitative data. MATERIALS AND METHODS: We developed and validated a pipeline for deidentifying qualitative research data using automated computational techniques. An in-depth analysis and qualitative review of different types of qualitative health research data were conducted to inform and evaluate the development of a natural language processing (NLP) pipeline using named-entity recognition, pattern matching, dictionary, and regular expression methods to deidentify qualitative texts. RESULTS: We collected 2 datasets with 1.2 million words derived from over 400 qualitative research data documents. We created a gold-standard dataset with 280K words (70 files) to evaluate our deidentification pipeline. The majority of identifiers in qualitative data are non-HSH and not captured by existing systems. Our NLP deidentification pipeline had a consistent F1-score of ∼0.90 for both datasets. CONCLUSION: The results of this study demonstrate that NLP methods can be used to identify both HSH identifiers and non-HSH identifiers. Automated tools to assist researchers with the deidentification of qualitative data will be increasingly important given the new National Institutes of Health (NIH) data-sharing mandate. Oxford University Press 2021-08-23 /pmc/articles/PMC8382275/ /pubmed/34435175 http://dx.doi.org/10.1093/jamiaopen/ooab069 Text en © The Author(s) 2021. Published by Oxford University Press on behalf of the American Medical Informatics Association. https://creativecommons.org/licenses/by-nc/4.0/This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial License (http://creativecommons.org/licenses/by-nc/4.0/ (https://creativecommons.org/licenses/by-nc/4.0/) ), which permits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited. For commercial re-use, please contact journals.permissions@oup.com
spellingShingle Research and Applications
Gupta, Aditi
Lai, Albert
Mozersky, Jessica
Ma, Xiaoteng
Walsh, Heidi
DuBois, James M
Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers
title Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers
title_full Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers
title_fullStr Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers
title_full_unstemmed Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers
title_short Enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond HIPAA Safe Harbor identifiers
title_sort enabling qualitative research data sharing using a natural language processing pipeline for deidentification: moving beyond hipaa safe harbor identifiers
topic Research and Applications
url https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8382275/
https://www.ncbi.nlm.nih.gov/pubmed/34435175
http://dx.doi.org/10.1093/jamiaopen/ooab069
work_keys_str_mv AT guptaaditi enablingqualitativeresearchdatasharingusinganaturallanguageprocessingpipelinefordeidentificationmovingbeyondhipaasafeharboridentifiers
AT laialbert enablingqualitativeresearchdatasharingusinganaturallanguageprocessingpipelinefordeidentificationmovingbeyondhipaasafeharboridentifiers
AT mozerskyjessica enablingqualitativeresearchdatasharingusinganaturallanguageprocessingpipelinefordeidentificationmovingbeyondhipaasafeharboridentifiers
AT maxiaoteng enablingqualitativeresearchdatasharingusinganaturallanguageprocessingpipelinefordeidentificationmovingbeyondhipaasafeharboridentifiers
AT walshheidi enablingqualitativeresearchdatasharingusinganaturallanguageprocessingpipelinefordeidentificationmovingbeyondhipaasafeharboridentifiers
AT duboisjamesm enablingqualitativeresearchdatasharingusinganaturallanguageprocessingpipelinefordeidentificationmovingbeyondhipaasafeharboridentifiers