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An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions

The prognostic is the key to the state-based maintenance of Francis turbine units (FTUs), which consists of performance state evaluation and degradation trend prediction. In practical engineering environments, there are three significant difficulties: low data quality, complex variable operation con...

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Autores principales: Duan, Ran, Liu, Jie, Zhou, Jianzhong, Wang, Pei, Liu, Wei
Formato: Online Artículo Texto
Lenguaje:English
Publicado: MDPI 2022
Materias:
Acceso en línea:https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8778952/
https://www.ncbi.nlm.nih.gov/pubmed/35062486
http://dx.doi.org/10.3390/s22020525
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author Duan, Ran
Liu, Jie
Zhou, Jianzhong
Wang, Pei
Liu, Wei
author_facet Duan, Ran
Liu, Jie
Zhou, Jianzhong
Wang, Pei
Liu, Wei
author_sort Duan, Ran
collection PubMed
description The prognostic is the key to the state-based maintenance of Francis turbine units (FTUs), which consists of performance state evaluation and degradation trend prediction. In practical engineering environments, there are three significant difficulties: low data quality, complex variable operation conditions, and prediction model parameter optimization. In order to effectively solve the above three problems, an ensemble prognostic method of FTUs using low-quality data under variable operation conditions is proposed in this study. Firstly, to consider the operation condition parameters, the running data set of the FTU is constructed by the water head, active power, and vibration amplitude of the top cover. Then, to improve the robustness of the proposed model against anomaly data, the density-based spatial clustering of applications with noise (DBSCAN) is introduced to clean outliers and singularities in the raw running data set. Next, considering the randomness of the monitoring data, the healthy state model based on the Gaussian mixture model is constructed, and the negative log-likelihood probability is calculated as the performance degradation indicator (PDI). Furthermore, to predict the trend of PDIs with confidence interval and automatically optimize the prediction model on both accuracy and certainty, the multiobjective prediction model is proposed based on the non-dominated sorting genetic algorithm and Gaussian process regression. Finally, monitoring data from an actual large FTU was used for effectiveness verification. The stability and smoothness of the PDI curve are improved by 3.2 times and 1.9 times, respectively, by DBSCAN compared with 3-sigma. The root-mean-squared error, the prediction interval normalized average, the prediction interval coverage probability, the mean absolute percentage error, and the R2 score of the proposed method achieved 0.223, 0.289, 1.000, 0.641%, and 0.974, respectively. The comparison experiments demonstrate that the proposed method is more robust to low-quality data and has better accuracy, certainty, and reliability for the prognostic of the FTU under complex operating conditions.
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spelling pubmed-87789522022-01-22 An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions Duan, Ran Liu, Jie Zhou, Jianzhong Wang, Pei Liu, Wei Sensors (Basel) Article The prognostic is the key to the state-based maintenance of Francis turbine units (FTUs), which consists of performance state evaluation and degradation trend prediction. In practical engineering environments, there are three significant difficulties: low data quality, complex variable operation conditions, and prediction model parameter optimization. In order to effectively solve the above three problems, an ensemble prognostic method of FTUs using low-quality data under variable operation conditions is proposed in this study. Firstly, to consider the operation condition parameters, the running data set of the FTU is constructed by the water head, active power, and vibration amplitude of the top cover. Then, to improve the robustness of the proposed model against anomaly data, the density-based spatial clustering of applications with noise (DBSCAN) is introduced to clean outliers and singularities in the raw running data set. Next, considering the randomness of the monitoring data, the healthy state model based on the Gaussian mixture model is constructed, and the negative log-likelihood probability is calculated as the performance degradation indicator (PDI). Furthermore, to predict the trend of PDIs with confidence interval and automatically optimize the prediction model on both accuracy and certainty, the multiobjective prediction model is proposed based on the non-dominated sorting genetic algorithm and Gaussian process regression. Finally, monitoring data from an actual large FTU was used for effectiveness verification. The stability and smoothness of the PDI curve are improved by 3.2 times and 1.9 times, respectively, by DBSCAN compared with 3-sigma. The root-mean-squared error, the prediction interval normalized average, the prediction interval coverage probability, the mean absolute percentage error, and the R2 score of the proposed method achieved 0.223, 0.289, 1.000, 0.641%, and 0.974, respectively. The comparison experiments demonstrate that the proposed method is more robust to low-quality data and has better accuracy, certainty, and reliability for the prognostic of the FTU under complex operating conditions. MDPI 2022-01-11 /pmc/articles/PMC8778952/ /pubmed/35062486 http://dx.doi.org/10.3390/s22020525 Text en © 2022 by the authors. https://creativecommons.org/licenses/by/4.0/Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
spellingShingle Article
Duan, Ran
Liu, Jie
Zhou, Jianzhong
Wang, Pei
Liu, Wei
An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions
title An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions
title_full An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions
title_fullStr An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions
title_full_unstemmed An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions
title_short An Ensemble Prognostic Method of Francis Turbine Units Using Low-Quality Data under Variable Operating Conditions
title_sort ensemble prognostic method of francis turbine units using low-quality data under variable operating conditions
topic Article
url https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8778952/
https://www.ncbi.nlm.nih.gov/pubmed/35062486
http://dx.doi.org/10.3390/s22020525
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