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Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation

Analyzing vibration data using deep neural networks is an effective way to detect damages in rotating machinery at an early stage. However, the black-box approach of these methods often does not provide a satisfactory solution because the cause of classifications is not comprehensible to humans. The...

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Autores principales: Mey, Oliver, Neufeld, Deniz
Formato: Online Artículo Texto
Lenguaje:English
Publicado: MDPI 2022
Materias:
Acceso en línea:https://www.ncbi.nlm.nih.gov/pmc/articles/PMC9736871/
https://www.ncbi.nlm.nih.gov/pubmed/36501736
http://dx.doi.org/10.3390/s22239037
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author Mey, Oliver
Neufeld, Deniz
author_facet Mey, Oliver
Neufeld, Deniz
author_sort Mey, Oliver
collection PubMed
description Analyzing vibration data using deep neural networks is an effective way to detect damages in rotating machinery at an early stage. However, the black-box approach of these methods often does not provide a satisfactory solution because the cause of classifications is not comprehensible to humans. Therefore, this work investigates the application of the explainable AI (XAI) algorithms to convolutional neural networks for vibration-based condition monitoring. Thus, the three XAI algorithms GradCAM, LRP and LIME with a modified perturbation strategy are applied to classifications based on the Fourier transform as well as the order analysis of the vibration signal. The following visualization as frequency-RPM maps and order-RPM maps allows for an effective assessment of saliency values for variable periodicity of the data, which translates to a varying rotation speed of a real-world machine. To compare the explanatory power of the XAI methods, investigations are first carried out with a synthetic data set with known class-specific characteristics. Both a visual and a quantitative analysis of the resulting saliency maps are presented. Then, a real-world data set for vibration-based imbalance classification on an electric motor, which runs at a broad range of rotation speeds, is used. The results indicate that the investigated algorithms are each partially successful in providing sample-specific saliency maps which highlight class-specific features and omit features which are not relevant for classification.
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spelling pubmed-97368712022-12-11 Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation Mey, Oliver Neufeld, Deniz Sensors (Basel) Article Analyzing vibration data using deep neural networks is an effective way to detect damages in rotating machinery at an early stage. However, the black-box approach of these methods often does not provide a satisfactory solution because the cause of classifications is not comprehensible to humans. Therefore, this work investigates the application of the explainable AI (XAI) algorithms to convolutional neural networks for vibration-based condition monitoring. Thus, the three XAI algorithms GradCAM, LRP and LIME with a modified perturbation strategy are applied to classifications based on the Fourier transform as well as the order analysis of the vibration signal. The following visualization as frequency-RPM maps and order-RPM maps allows for an effective assessment of saliency values for variable periodicity of the data, which translates to a varying rotation speed of a real-world machine. To compare the explanatory power of the XAI methods, investigations are first carried out with a synthetic data set with known class-specific characteristics. Both a visual and a quantitative analysis of the resulting saliency maps are presented. Then, a real-world data set for vibration-based imbalance classification on an electric motor, which runs at a broad range of rotation speeds, is used. The results indicate that the investigated algorithms are each partially successful in providing sample-specific saliency maps which highlight class-specific features and omit features which are not relevant for classification. MDPI 2022-11-22 /pmc/articles/PMC9736871/ /pubmed/36501736 http://dx.doi.org/10.3390/s22239037 Text en © 2022 by the authors. https://creativecommons.org/licenses/by/4.0/Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
spellingShingle Article
Mey, Oliver
Neufeld, Deniz
Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation
title Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation
title_full Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation
title_fullStr Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation
title_full_unstemmed Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation
title_short Explainable AI Algorithms for Vibration Data-Based Fault Detection: Use Case-Adadpted Methods and Critical Evaluation
title_sort explainable ai algorithms for vibration data-based fault detection: use case-adadpted methods and critical evaluation
topic Article
url https://www.ncbi.nlm.nih.gov/pmc/articles/PMC9736871/
https://www.ncbi.nlm.nih.gov/pubmed/36501736
http://dx.doi.org/10.3390/s22239037
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