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Research on an intelligent diagnosis method of mechanical faults for small sample data sets

The difficulty of feature extraction and the small sample size are two challenges in the field of mechanical fault diagnosis for a long time. Here we propose an intelligent mechanical fault diagnosis method for scenario with small sample datasets. This method can not only diagnose bearing faults but...

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Detalles Bibliográficos
Autores principales: Zhao, Jun, Shi, Yuhua, Tan, Feng, Wang, Xufeng, Zhang, Youqiang, Liao, Jiean, Yang, Fan, Guo, Zhanhong
Formato: Online Artículo Texto
Lenguaje:English
Publicado: Nature Publishing Group UK 2022
Materias:
Acceso en línea:https://www.ncbi.nlm.nih.gov/pmc/articles/PMC9768155/
https://www.ncbi.nlm.nih.gov/pubmed/36539540
http://dx.doi.org/10.1038/s41598-022-26316-6
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author Zhao, Jun
Shi, Yuhua
Tan, Feng
Wang, Xufeng
Zhang, Youqiang
Liao, Jiean
Yang, Fan
Guo, Zhanhong
author_facet Zhao, Jun
Shi, Yuhua
Tan, Feng
Wang, Xufeng
Zhang, Youqiang
Liao, Jiean
Yang, Fan
Guo, Zhanhong
author_sort Zhao, Jun
collection PubMed
description The difficulty of feature extraction and the small sample size are two challenges in the field of mechanical fault diagnosis for a long time. Here we propose an intelligent mechanical fault diagnosis method for scenario with small sample datasets. This method can not only diagnose bearing faults but also gear faults, and has strong generalization performance. We use convolutional neural network to realize automatic feature extraction. Through sliding window scanning, one sample set is expanded to three sub-sample sets with different scales to meet the needs of deep learning training. Three convolutional networks are used to extract the features of the subsets respectively to ensure that their useful features are fully extracted. After feature extraction, the feature is reconstructed through feature splicing. Because of the unique advantages of SVM in dealing with small sample sets, we use SVM to classify the reconstructed features. We use the bearing data set collected by Case Western Reserve University in the United States, the bearing fault data set collected by Xi'an Jiaotong University in China, and the gearbox fault data collected by the University of Connecticut in the United States to conduct experiments. The experimental results show that the accuracy of training, validation and testing of the proposed method on the three data sets all reach 100%. This proves that our method can not only tackle the two challenges, but also has high fault diagnosis accuracy and strong generalization performance. It is hoped that our proposed method can contribute to the development of mechanical fault diagnosis.
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spelling pubmed-97681552022-12-22 Research on an intelligent diagnosis method of mechanical faults for small sample data sets Zhao, Jun Shi, Yuhua Tan, Feng Wang, Xufeng Zhang, Youqiang Liao, Jiean Yang, Fan Guo, Zhanhong Sci Rep Article The difficulty of feature extraction and the small sample size are two challenges in the field of mechanical fault diagnosis for a long time. Here we propose an intelligent mechanical fault diagnosis method for scenario with small sample datasets. This method can not only diagnose bearing faults but also gear faults, and has strong generalization performance. We use convolutional neural network to realize automatic feature extraction. Through sliding window scanning, one sample set is expanded to three sub-sample sets with different scales to meet the needs of deep learning training. Three convolutional networks are used to extract the features of the subsets respectively to ensure that their useful features are fully extracted. After feature extraction, the feature is reconstructed through feature splicing. Because of the unique advantages of SVM in dealing with small sample sets, we use SVM to classify the reconstructed features. We use the bearing data set collected by Case Western Reserve University in the United States, the bearing fault data set collected by Xi'an Jiaotong University in China, and the gearbox fault data collected by the University of Connecticut in the United States to conduct experiments. The experimental results show that the accuracy of training, validation and testing of the proposed method on the three data sets all reach 100%. This proves that our method can not only tackle the two challenges, but also has high fault diagnosis accuracy and strong generalization performance. It is hoped that our proposed method can contribute to the development of mechanical fault diagnosis. Nature Publishing Group UK 2022-12-20 /pmc/articles/PMC9768155/ /pubmed/36539540 http://dx.doi.org/10.1038/s41598-022-26316-6 Text en © The Author(s) 2022 https://creativecommons.org/licenses/by/4.0/Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/ (https://creativecommons.org/licenses/by/4.0/) .
spellingShingle Article
Zhao, Jun
Shi, Yuhua
Tan, Feng
Wang, Xufeng
Zhang, Youqiang
Liao, Jiean
Yang, Fan
Guo, Zhanhong
Research on an intelligent diagnosis method of mechanical faults for small sample data sets
title Research on an intelligent diagnosis method of mechanical faults for small sample data sets
title_full Research on an intelligent diagnosis method of mechanical faults for small sample data sets
title_fullStr Research on an intelligent diagnosis method of mechanical faults for small sample data sets
title_full_unstemmed Research on an intelligent diagnosis method of mechanical faults for small sample data sets
title_short Research on an intelligent diagnosis method of mechanical faults for small sample data sets
title_sort research on an intelligent diagnosis method of mechanical faults for small sample data sets
topic Article
url https://www.ncbi.nlm.nih.gov/pmc/articles/PMC9768155/
https://www.ncbi.nlm.nih.gov/pubmed/36539540
http://dx.doi.org/10.1038/s41598-022-26316-6
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